Petty Cash

Written by True Tamplin, BSc, CEPF®

Reviewed by Subject Matter Experts

Updated on January 26, 2024

What is Petty Cash?

Petty cash refers to a small amount of discretionary funds kept on hand for minor and incidental expenses in a business setting. Typically, this amount is used for purchases where a check or credit card is not feasible or cost-effective. It is usually managed by a designated custodian who is responsible for handling and documenting all transactions.

Importance of Petty Cash

Petty cash plays a crucial role in facilitating day-to-day operational expenses within a business. It ensures that minor expenses, such as office supplies or small-scale repairs, can be covered promptly, thereby contributing to the smooth workflow and efficiency of daily operations. Additionally, it reduces the need for frequent reimbursements for small expenses, streamlining the accounting and reimbursement processes.

Establishing and Maintaining Controls for Petty Cash

Designating a Custodian

Appointing a trustworthy and responsible custodian is crucial. The custodian should have a clear understanding of their responsibilities, including the handling of funds, maintaining proper documentation, and adhering to the company's petty cash policy.

Setting Maximum Disbursement Limits

Establishing maximum disbursement limits helps control the amount of cash that can be taken from the petty cash fund for any single expense. This ensures that larger expenses are processed through the standard account payable procedures.

Documentation and Record-Keeping

Accurate and detailed documentation is vital for effective management of petty cash. All transactions, including receipts, should be recorded to maintain transparency and accountability.

Recording All Transactions

Every transaction, regardless of the amount, should be recorded. This includes the date, purpose, and amount spent, along with receipts or invoices as supporting documentation.

Regular Reconciliations

Regular reconciliations, ideally on a weekly or monthly basis, help ensure that the petty cash fund remains balanced and that all transactions are accurately recorded.

Best Practices for Effective Management

Segregation of Duties

To maintain internal controls, it is essential to segregate duties when managing petty cash.

Separating Custodian from Approval Process

The custodian responsible for managing petty cash should not be involved in the approval process for disbursements. This separation of duties helps prevent any potential misuse of funds.

Implementing Checks and Balances

Implementing checks and balances, such as requiring two signatures for larger disbursements, further strengthens internal controls and reduces the risk of mismanagement.

Conducting Regular Audits

Regular audits of the petty cash fund by an independent party, such as an internal auditor, help identify any discrepancies or irregularities, ensuring compliance with the company's policies and procedures.

Implementing Automated Tracking Systems

Utilizing automated tracking systems, such as accounting software or specialized petty cash management tools, can streamline the recording and reconciliation process, reducing the likelihood of errors and enhancing overall efficiency.

Risks and Consequences of Mismanagement

Potential Fraud and Misappropriation

Inadequate controls and oversight of petty cash can create opportunities for fraud or misappropriation of funds. Without proper management, there is a risk of unauthorized or undocumented disbursements.

Compliance and Reporting Issues

Mismanagement of petty cash can lead to compliance and reporting issues, potentially resulting in financial inaccuracies and regulatory non-compliance.

Practical Tips for Effective Petty Cash Management

Sample Petty Cash Policy

Developing a comprehensive petty cash policy outlining procedures, approval processes, and documentation requirements helps standardize the management of petty cash and provides clear guidelines for employees.

Training and Education on Proper Handling

Providing thorough training and education to the custodian and employees who may access petty cash ensures that everyone involved understands their roles, responsibilities, and the proper procedures for managing and documenting transactions.

Encouraging Communication and Transparency

Creating an environment of open communication and transparency regarding petty cash management encourages employees to adhere to the established policies and procedures while also fostering a culture of accountability.

Conclusion

Effectively managing petty cash is vital for businesses to maintain operational efficiency, financial transparency, and internal controls. By implementing proper controls, including designating a custodian, setting disbursement limits, maintaining detailed documentation, and conducting regular audits, businesses can mitigate the risks associated with petty cash mismanagement. Additionally, the use of automated tracking systems and comprehensive petty cash policies, along with ongoing training and communication, can further strengthen the management of petty cash. Businesses that prioritize the effective management of petty cash contribute to a more organized and accountable financial environment, ultimately supporting their overall success and sustainability.

FAQs

1. What is the typical range of funds held in petty cash?

The amount of funds held in petty cash varies by business size and needs. It can range from as low as $100 for small businesses to several thousand dollars for larger organizations.

2. How often should petty cash be reconciled?

Petty cash should ideally be reconciled at least once a week or, at a minimum, once a month to ensure accuracy and accountability.

3. Can petty cash funds be used for personal expenses?

No, petty cash funds are strictly for business-related expenses. Using petty cash for personal expenses is a violation of company policy and can result in disciplinary action.

4. What should be included in a petty cash log?

A petty cash log should include details of each transaction, such as the date, purpose of the expense, amount disbursed, receipts or invoices, and the signatures of both the requester and the custodian.

5. What steps can be taken to prevent fraud related to petty cash?

To prevent fraud, businesses should implement strict controls, such as segregation of duties, regular audits, and automated tracking systems. Additionally, thorough training and clear communication on company policies are essential in preventing fraudulent activities related to petty cash.

About the Author

True Tamplin, BSc, CEPF®

True Tamplin is a published author, public speaker, CEO of UpDigital, and founder of Finance Strategists.

True is a Certified Educator in Personal Finance (CEPF®), author of The Handy Financial Ratios Guide, a member of the Society for Advancing Business Editing and Writing, contributes to his financial education site, Finance Strategists, and has spoken to various financial communities such as the CFA Institute, as well as university students like his Alma mater, Biola University, where he received a bachelor of science in business and data analytics.

To learn more about True, visit his personal website, view his author profile on Amazon, or check out his speaker profile on the CFA Institute website.